Investor Relations

Draft registration statement submitted by Emerging Growth Company under Securities Act Section 6(e) or by Foreign Private Issuer under Division of Corporation Finance policy

UPLOAD

Report of unscheduled material events or corporate event

Quarterly report which provides a continuing view of a company's financial position

Registration statement for face-amount certificate companies

CORRESP

CORRESP

Registration of up to an additional 20% of securities for any offering registered on an S-1

EFFECT

Form of prospectus disclosing information facts events covered in both forms 424B1 424B3